The regulatory environment for ESG is rapidly advancing not only in the EU but also globally. WaVeritas manages regulatory duties on behalf of its clients and ensures their compliance with evolving regulatory frameworks in the EU, Switzerland and Hong Kong. The WaVeritas compliance framework is based on two pillars which cover corporate cover corporate and product specific criteria. Together with the client, WaVeritas assesses the situation and prepares the necessary documentation and processes so that all obligations are met on a continuous basis.

Corporate ESG Compliance

• Strategy & Policy formulation
• Risk Management
• Conflict of Interest
• Operations & responsibilities
• Ongoing reporting and monitoring

Product ESG Compliance

• Product-specific reports and disclosures
• Suitability provisions
• Prevention of missselling / awareness